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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-12-04 |
Branch Locations
601 E Atlantic Ave, Delray Beach, FL 33483 • United States
Delray Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Delray Beach | FL | 10/2009 | Present |
| Bank Of America, Na | Delray Beach | FL | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-24 |
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