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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-17 |
| NY | RA | APPROVED | 2021-08-30 |
| CT | RA | APPROVED | 2018-08-29 |
Branch Locations
2150 Post Road 2Nd Floor, Fairfield, CT 06824-5669 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Southport | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Southport | CT | 11/2016 | 08/2018 |
| Janney Montgomery Scott Llc | Fairfield | CT | 08/2018 | 11/2025 |
| Janney Montgomery Scott Llc | Fairfield | CT | 11/2025 | Present |
1. Trinity Episcopal Church, Southport, CT. Finance Committe Member (06/1992) - provide feedback and guidance to Church's elected leadership regarding any general ongoing financial matters (budget, endowments, staffing). Not compensated, 3 hours/month. 2. Limestone Trout Club, Canaan, CT. Board of Directors and Finance Committee (06/2025) - one of nine Board members who meet periodically to deliberate and decide on ongoing club matters. Not compensated, 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-04 |
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