Glenn Hall Ratcliffe

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Southport, CT
• 11/2016 → 08/2018
  Wells Fargo Clearing Services, Llc
  Southport, CT
• 08/2018 → 11/2025
  Janney Montgomery Scott Llc
  Fairfield, CT
• 11/2025 → Present
  Janney Montgomery Scott Llc
  Fairfield, CT

Previous Registrations

• 2008-01-01 → 2018-09-04
  Wells Fargo Clearing Services, Llc
  New Haven, CT
  Westport, CT
  Southport, CT
• 1995-06-27 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Southport, CT
  Southport, CT
  St. Louis, MO

Other Businesses

1. Trinity Episcopal Church, Southport, CT. Finance Committe Member (06/1992) - provide feedback and guidance to Church's elected leadership regarding any general ongoing financial matters (budget, endowments, staffing). Not compensated, 3 hours/month. 2. Limestone Trout Club, Canaan, CT. Board of Directors and Finance Committee (06/2025) - one of nine Board members who meet periodically to deliberate and decide on ongoing club matters. Not compensated, 2 hours/month.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-07
• S63 Uniform Securities Agent State Law Examination
  1984-05-04

Designations

• Certified Financial Planner