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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-03-25 |
| MN | RA | APPROVED | 2022-01-31 |
| AL | RA | APPROVED | 2021-07-20 |
| MI | RA | APPROVED | 2021-07-06 |
| OH | RA | APPROVED | 2021-05-20 |
| FL | RA | APPROVED | 2019-04-01 |
| TX | RA | APPROVED_RES | 2019-04-01 |
Branch Locations
2 Alhambra Plz Ste 750, Coral Gables, FL 33134 • United States
Miami, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Coral Gables | FL | 06/2009 | 03/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2019 |
| American Financial Services, Inc. | Coral Gables | FL | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Coral Gables | FL | 03/2020 | Present |
| Ameriprise Financial Services, Llc | Coral Gables | FL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-22 |
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