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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-04-26 |
| TX | RA | APPROVED | 2019-04-25 |
Branch Locations
100 North Tampa Street Suite 1750, Tampa, FL 33602 • United States
Lutz, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tampa | FL | 03/1988 | 04/2019 |
| Stifel Nicolaus & Co Inc | Tampa | FL | 04/2019 | Present |
1. Rental Property; 21801 Dupree Dr, Land O Lakes, FL 34639; Owner; 02/12/2020; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-26 |
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