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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2012-08-14
GA RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • AL RA
    APPROVED
    Since 2012-08-14
  • GA RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

5300 Triangle Pkwy Nw, Peachtree Corners, GA 30092 • United States

Sandy Springs, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Latty Financial Group Alpharetta GA 06/2012 Present
Raymond James Financial Services, Inc. Peachtree Corners GA 08/1990 Present
Raymond James Financial Services Advisors, Inc. Peachtree Corners GA 01/2009 Present
Other Businesses

(1)Name of Business: Latty Financial Group Address: 41 Church Street, Alpharetta, GA, 30009, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/29/2012 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: owner of support company- Latty Financial Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-26
S63 Uniform Securities Agent State Law Examination 1983-09-28
  • S66 Uniform Combined State Law Examination
    2003-06-26
  • S63 Uniform Securities Agent State Law Examination
    1983-09-28

View on SEC IAPD

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