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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-10-09 |
Branch Locations
6075 The Corners Pkwy Suite 205, Peachtree Corner, GA 30092-3329 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lyford International Bank | Nassau | 01/2015 | 02/2019 | |
| Peroles International Group | Atlanta | GA | 03/2019 | 03/2021 |
| Adi Dassler International Family Office | Mount Pleasant | SC | 03/2021 | 03/2023 |
| Thrivent Investment Management Inc | Minneapolis | MN | 05/2023 | 02/2024 |
| Edward Jones | St. Louis | MO | 02/2024 | 04/2025 |
| W & S Brokerage Services Inc. | Peachtree Corners | GA | 09/2025 | Present |
| Western & Southern Life | Peachtree Corners | GA | 09/2025 | Present |
| Prudential Advisors / Lpl Brokerage | Atlanta | GA | 04/2025 | 09/2025 |
Western & Southern Life - No - Peachtree Corners, GA - Full Time Sales Agent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-07-03 |
| S65 | Uniform Investment Adviser Law Examination | 2021-07-22 |
| S66 | Uniform Combined State Law Examination | 2005-10-05 |
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