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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-09
  • GA RA
    APPROVED
    Since 2025-10-09

Branch Locations

6075 The Corners Pkwy Suite 205, Peachtree Corner, GA 30092-3329 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lyford International Bank Nassau 01/2015 02/2019
Peroles International Group Atlanta GA 03/2019 03/2021
Adi Dassler International Family Office Mount Pleasant SC 03/2021 03/2023
Thrivent Investment Management Inc Minneapolis MN 05/2023 02/2024
Edward Jones St. Louis MO 02/2024 04/2025
W & S Brokerage Services Inc. Peachtree Corners GA 09/2025 Present
Western & Southern Life Peachtree Corners GA 09/2025 Present
Prudential Advisors / Lpl Brokerage Atlanta GA 04/2025 09/2025
  • 01/2015 → 02/2019
    Lyford International Bank
    Nassau
  • 03/2019 → 03/2021
    Peroles International Group
    Atlanta, GA
  • 03/2021 → 03/2023
    Adi Dassler International Family Office
    Mount Pleasant, SC
  • 05/2023 → 02/2024
    Minneapolis, MN
  • 02/2024 → 04/2025
    St. Louis, MO
  • 09/2025 → Present
    W & S Brokerage Services Inc.
    Peachtree Corners, GA
  • 09/2025 → Present
    Western & Southern Life
    Peachtree Corners, GA
  • 04/2025 → 09/2025
    Prudential Advisors / Lpl Brokerage
    Atlanta, GA
Previous Registrations
Other Businesses

Western & Southern Life - No - Peachtree Corners, GA - Full Time Sales Agent

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-07-03
S65 Uniform Investment Adviser Law Examination 2021-07-22
S66 Uniform Combined State Law Examination 2005-10-05
  • S63 Uniform Securities Agent State Law Examination
    2023-07-03
  • S65 Uniform Investment Adviser Law Examination
    2021-07-22
  • S66 Uniform Combined State Law Examination
    2005-10-05
Other Names
  • Marcelo C Hernandez
  • Marcelo Cesar Hernandez
  • Marcelo Cesar Hernandez-Cartaya
  • Marcelo C Hernandez-Cartaya
  • Marcelo Cesar Hernandez-Cartaya

View on SEC IAPD

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