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Laurence Michael Wajsman

LPl Financial LLC

Peachtree Corners, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-05-18
  • GA RA
    APPROVED
    Since 2022-05-18

Branch Locations

6251 Crooked Creek Road, Peachtree Corners, GA 30092 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 06/2002 Present
Cuna Mutual Group Waverly IA 06/2002 Present
Lpl Financial Llc Norcross GA 05/2022 Present
  • 06/2002 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 06/2002 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Norcross, GA
Previous Registrations
  • 2003-02-05 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Lawrenceville, GA
    Norcross, GA
    Augusta, GA
    Norcross, GA
    Duluth, GA
    Marietta, GA
Other Businesses

1. 05-18-2022-MEMBERS Financial Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-14
S65 Uniform Investment Adviser Law Examination 2002-07-01
  • S63 Uniform Securities Agent State Law Examination
    2014-03-14
  • S65 Uniform Investment Adviser Law Examination
    2002-07-01
Designations
Other Names
  • Larry Wajsman
  • Larry Wajsman

View on SEC IAPD

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Other Investors

DANIEL HOWARD BARRACLIFF
MARK PERDUE MILLER
RONALD JOSEPH HUCK
Jared C Nelson
Marcelo C Hernandez
Lucas Walker Hopkins
Bryan Scott Glover
KELLY CINDY SMITH

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Peachtree Corners, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Norcross, GA
W&S BROKERAGE SERVICES, INC. · Peachtree Corner, GA
WELLS FARGO CLEARING SERVICES, LLC · NORCROSS, GA
KESTRA ADVISORY SERVICES, LLC · Peachtree Corners, GA
KESTRA ADVISORY SERVICES, LLC · Peachtree Corner, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Norcross, GA
TRUIST ADVISORY SERVICES, INC. · NORCROSS, GA

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