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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-08-05 |
Branch Locations
5525 Peachtree Pkwy, Norcross, GA 30092 • United States
2731 Meadow Church Rd, Duluth, GA 30097 • United States
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Rye Brook | NY | 09/2013 | 04/2017 |
| Customers Bank | Rye Brook | NY | 04/2017 | 09/2018 |
| Pruco Securities, Llc | White Plains | NY | 04/2018 | 11/2018 |
| The Prudential Insurance Company Of America | White Plains | NY | 05/2018 | 11/2018 |
| Wells Fargo Bank, Na | Gainesville | GA | 09/2018 | Present |
| Wells Fargo Clearing Services, Llc | Gainesville | GA | 11/2018 | Present |
AUTO GENIUS MOTORS; NOT INV RELATED; LITHONIA,GA; AUTO REPAIR;100% OWNERSHIP; START DATE: 01/01/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-20 |
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