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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-11-06 |
| OH | RA | APPROVED | 2007-03-19 |
| TX | RA | APPROVED | 2007-03-16 |
Branch Locations
270 E Main St Ste M [Satellite], Canton, GA 30114 • United States
6525 W Campus Oval Ste 260 [Satellite], New Albany, OH 43054 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Columbus | OH | 05/2009 | Present |
HORIZON PEAKS HOLDINGS, LLC, INV RELATED, CANTON, GA, USED TO SELL A LLC; 90% OWNERSHIP, START: 1/1/2024, 5 HOURS A MONTH, 3 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-31 |
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