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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-10-02
  • GA RA
    APPROVED
    Since 2017-10-02

Branch Locations

270 E Main St Ste K, Canton, GA 30114 • United States

Woodstock, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Canton GA 02/2007 Present
Pfs Investments Inc Canton GA 01/2014 Present
  • 02/2007 → Present
    Primerica Financial Services
    Canton, GA
  • 01/2014 → Present
    Canton, GA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Apex AF LLC, Owner, 06/2020 to Present, Nature of the Business: Tax prep and bookkeeping services, Woodstock, GA 30188, Non-investment related, 120 Hours Per Month (120 Hours Per Month During Securities Trading Hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-30
S63 Uniform Securities Agent State Law Examination 2014-02-03
  • S65 Uniform Investment Adviser Law Examination
    2017-08-30
  • S63 Uniform Securities Agent State Law Examination
    2014-02-03
Other Names
  • Matthew Oliver

View on SEC IAPD

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