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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-01-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Alpharetta | GA | 02/2013 | 01/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2017 |
| Lpl Financial, Llc | Canton | GA | 01/2017 | Present |
1. 2/7/2019 - J. Lyndon Financial - DBA: J. Lyndon Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/24/2018- 160 Hours Per Month During Securities Trading. 2. 3/24/2023 - J. Lyndon Gallery - Investment Related - At Reported Business Location(s) - Other - Art Gallery - Owner - Start Date - 03/15/2023 - 10 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-13 |
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