Best Investors Account Sign in
Inactive

Roxane Sue Dimon

Elm3 Financial Group, LLC

Alpharetta, GA

Claim This Profile
Current Employers
Elm3 Financial Group, Llc

5755 North Point Pkwy Suite 92, Alpharetta, GA 30022-1145 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-06-23
  • GA RA
    APPROVED
    Since 2026-06-23

Branch Locations

5755 North Point Pkwy Suite 92, Alpharetta, GA 30022-1145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mccormack Financial Planning Inc. Atlanta GA 03/2018 01/2019
Fairway Independent Mortgage Corporation Alpharetta GA 09/2016 03/2018
Unemployed Alpharetta GA 10/2015 09/2016
Yeomans Consulting Group, Inc. Marietta GA 03/2019 05/2025
Hightower Advisors, Llc Alpharetta GA 05/2025 06/2025
Elm3 Financial Group Alpharetta GA 06/2026 Present
Roxane Dimon Alpharetta GA 07/2025 05/2026
  • 03/2018 → 01/2019
    Mccormack Financial Planning Inc.
    Atlanta, GA
  • 09/2016 → 03/2018
    Fairway Independent Mortgage Corporation
    Alpharetta, GA
  • 10/2015 → 09/2016
    Unemployed
    Alpharetta, GA
  • 03/2019 → 05/2025
    Yeomans Consulting Group, Inc.
    Marietta, GA
  • 05/2025 → 06/2025
    Hightower Advisors, Llc
    Alpharetta, GA
  • 06/2026 → Present
    Elm3 Financial Group
    Alpharetta, GA
  • 07/2025 → 05/2026
    Roxane Dimon
    Alpharetta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-29
S63 Uniform Securities Agent State Law Examination 2003-01-30
  • S65 Uniform Investment Adviser Law Examination
    2018-08-29
  • S63 Uniform Securities Agent State Law Examination
    2003-01-30
Designations
Other Names
  • Roxane Sue Alianello
  • Roxane Sue Alianello

View on SEC IAPD

Other Firms

MRP CAPITAL INVESTMENTS, LLC
NEW EDGE WEALTH
COMMONWEALTH FINANCIAL NETWORK
SEQUENT PLANNING, LLC
BROOKSTONE WEALTH ADVISORS, LLC
LADENBURG THALMANN ASSET MANAGEMENT INC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRESFUND ADVISORS

Other Investors

PAUL MATTHEW DAMM
MACARTHER ROYSTER PLUMART
PAUL FRANCIS SHAUGHNESSY
BRENDAN HUGH KEELAN
DANIEL ROSS MOSKOWITZ
RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

More in Alpharetta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor