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404 W. Pine Street Suite 6, Lodi, CA 95240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-29 |
Branch Locations
2225 E. Randol Mill Road Suite 520, Arlington, TX 76011 • United States
404 W. Pine Street Suite 6, Lodi, CA 95240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | The Colony | TX | 02/2012 | Present |
| Wealth Enhancement Brokerage Services, Llc | Plymouth | MN | 12/2015 | 06/2020 |
| Wealth Enhancement Advisory Services, Llc | San Clemente | CA | 01/2016 | 06/2020 |
| Merit Financial Advisors | Frisco | TX | 06/2020 | 07/2024 |
| Valley Wealth Strategies, Llc | Arlington | TX | 07/2024 | Present |
1.08/06/2024; Valley Wealth Strategies LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 08/01/2024; 600hrs/mth; 600hrs during trading; 2.08/16/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Zuk Financial Group; Investment Related; at Reported Business Location(s); Start Date 08/01/2024; 600hrs/mth; 600hrs during trading 3.01/09/2025; none; Real Estate Rental; Investment Related; ; Start Date 01/07/2025; 1hrs/mth; 0hrs during trading 4.05/18/2026; David Brounley, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/05/2026; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-10 |
| S65 | Uniform Investment Adviser Law Examination | 1995-07-10 |
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