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Brock Mitzel

J.P. Morgan Securities LLC

Arlington, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

1301 S Bowen Rd, Arlington, TX 76013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Arlington TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Arlington TX 09/2008 Present
Previous Registrations
  • 2009-04-29 → 2012-10-01
    Chase Investment Services Corp.
    Grand Prairie, TX
    Arlington, TX
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
    Mansfield, TX
    Arlington, TX
    Arlington, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-27
S63 Uniform Securities Agent State Law Examination 2006-03-13
  • S66 Uniform Combined State Law Examination
    2009-04-27
  • S63 Uniform Securities Agent State Law Examination
    2006-03-13
Designations
Other Names
  • Brock Louis Mitzel

View on SEC IAPD

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