Nora Virginia Castro

Current Employers

Employment History

• 06/2009 → 02/2019
  Morgan Stanley Smith Barney
  Las Vegas, NV
• 01/2015 → 02/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2019 → 03/2020
  Ameriprise Financial Services Inc
  Austin, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Austin, TX

Previous Registrations

• 2009-06-01 → 2019-02-19
  Morgan Stanley
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV
  Austin, TX
  Las Vegas, Nv, NV
  Johnson City, TX
  Johnson City, TX
• 2008-08-01 → 2009-06-01
  Morgan Stanley & Co. Llc
  Las Vegas, NV
• 2003-05-13 → 2008-08-05
  Wells Fargo Clearing Services, Llc
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

Business Ownership; Third King Partners, LCC; maintain requirements of the LLC to limit personal liability; this is an LLC to retain the ownership of my personal real estate holdings; PO BOX 1234, , Johnson City, TX, 78636; Investment-Related; 09/04/2020; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Authored a book; completed the book "Open Your Own Doors"; 401 N AVE N, , Johnson City, TX, 78636; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-29
• S63 Uniform Securities Agent State Law Examination
  1990-01-08