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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-16 |
| WI | RA | APPROVED | 2008-02-28 |
Branch Locations
307 S Commercial St Ste 102, Neenah, WI 54957 • United States
490 W Rolling Meadows Dr Ste A2, Fond Du Lac, WI 54937-8609 • United States
Oshkosh, WI • United States
425 W Water St Ste 250, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Fond Du Lac | WI | 10/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Fond Du Lac | WI | 03/2020 | Present |
Business Ownership; MDR Enterprises LLC; Pass through entity for business expenses.; Pass through entity for business expenses; 490 W Rolling Meadows Dr, Ste A2, , Fond du Lac, WI, 54904; Investment-Related; 04/30/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Carl Treager Elementary PSC; Treasurer; 3000 W 20th Ave, , Oshkosh, WI, 54904; Not Investment-Related; 09/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of the Uncertainty, LLC; Contractor of legal entity; Compensation received form an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 11/15/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-26 |
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