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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc. | Neenah | WI | 06/1991 | 06/2018 |
| Lpl Financial | Neenah | WI | 06/2018 | Present |
1) 07/13/2018 - DBA for LPL Business (entity for LPL business) - Fischer Retirement Solutions - 95% - INVESTMENT RELATED - NEENAH, WI 54956 2) 07/13/2018 - Non-Variable Insurance - Fischer Retirement Solutions - 10% - INVESTMENT RELATED - NEENAH, WI 54956 3) 01/20/2026 - JIM FISCHER - Notary - Investment Related - At Reported Business Location(s) - Start Date 03/09/2023 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-12 |
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