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Steven Gerard Phipps

LPl Financial LLC

Neenah, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-07-13
  • WI RA
    APPROVED
    Since 2018-07-13

Branch Locations

1977 American Drive, Neenah, WI 54956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Real Estate Broker Chilton WI 07/1993 04/2019
Woodbury Financial Services Inc Neenah WI 01/2016 07/2018
Kobussen Buses Kaukauna WI 10/2014 Present
St. John Sacred Heart School Sherwood WI 01/2008 05/2021
Lpl Financial Llc Neenah WI 07/2018 Present
  • 07/1993 → 04/2019
    Self-Employed Real Estate Broker
    Chilton, WI
  • 01/2016 → 07/2018
    Woodbury Financial Services Inc
    Neenah, WI
  • 10/2014 → Present
    Kobussen Buses
    Kaukauna, WI
  • 01/2008 → 05/2021
    St. John Sacred Heart School
    Sherwood, WI
  • 07/2018 → Present
    Neenah, WI
Previous Registrations
  • 2016-03-29 → 2018-07-18
    Woodbury Financial Services, Inc.
    Neenah, WI
    Neenah, WI
Other Businesses

1) 07/13/2018 - DBA for LPL Business (entity for LPL Business)- Fischer Retirement Solutions - INVESTMENT RELATED - At Reported Business Location(s) - Time Spent 100% 2) 07/13/2018 - Other - Transportation - Kobussen Busses - Bus Driver - Start Date 1/1/2015 - 35HR/MO - Not investment Related - KAUKAUNA, WI 54130 3) 07/13/2018 - Non-Profit Board Member - Calumet County - Not investment Related - Time Spent 0% - CHILTON, WI 4) 3/8/2019 - Town of Stockbridge, WI USA - Other - Town of Stockbridge, WI Clerk - Not Investment Related - Home Based and Stockbridge, WI - Town Clerk - Start Date 04/09/2019 - 20 Hours Per Month/0 Hours During Securities Trading. 5) 9/8/2021 - No Business Name - Investment Related - Home Based - Mortgage/Real Estate Services - Real Estate Broker - Started 07/12/2021 - 3 Hours Per Month/0 Hours During Securities Trading - Licensed as a real estate broker in WI. 6) 01/20/2026 - Steve Phipps - Notary - Investment Related - At Reported Business Location(s) - Start Date 04/01/2023 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-28
  • S66 Uniform Combined State Law Examination
    2016-03-28

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