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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed Real Estate Broker | Chilton | WI | 07/1993 | 04/2019 |
| Woodbury Financial Services Inc | Neenah | WI | 01/2016 | 07/2018 |
| Kobussen Buses | Kaukauna | WI | 10/2014 | Present |
| St. John Sacred Heart School | Sherwood | WI | 01/2008 | 05/2021 |
| Lpl Financial Llc | Neenah | WI | 07/2018 | Present |
1) 07/13/2018 - DBA for LPL Business (entity for LPL Business)- Fischer Retirement Solutions - INVESTMENT RELATED - At Reported Business Location(s) - Time Spent 100% 2) 07/13/2018 - Other - Transportation - Kobussen Busses - Bus Driver - Start Date 1/1/2015 - 35HR/MO - Not investment Related - KAUKAUNA, WI 54130 3) 07/13/2018 - Non-Profit Board Member - Calumet County - Not investment Related - Time Spent 0% - CHILTON, WI 4) 3/8/2019 - Town of Stockbridge, WI USA - Other - Town of Stockbridge, WI Clerk - Not Investment Related - Home Based and Stockbridge, WI - Town Clerk - Start Date 04/09/2019 - 20 Hours Per Month/0 Hours During Securities Trading. 5) 9/8/2021 - No Business Name - Investment Related - Home Based - Mortgage/Real Estate Services - Real Estate Broker - Started 07/12/2021 - 3 Hours Per Month/0 Hours During Securities Trading - Licensed as a real estate broker in WI. 6) 01/20/2026 - Steve Phipps - Notary - Investment Related - At Reported Business Location(s) - Start Date 04/01/2023 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-28 |
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