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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 1994-06-06 |
Branch Locations
771 Corporate Dr Ste 640, Lexington, KY 40503-5440 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lexington | KY | 05/1994 | Present |
1. 6/11/2021 - KEEPSAKE INC. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/01/1994 - 0 Hours Per Month - NAME FOR ACCOUNTING PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-11 |
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