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Richard M. Marlin

Edward Jones

Webster, NY

CRD 1189436

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
NY RA APPROVED 2021-06-22
  • TX RA
    APPROVED
    Since 2024-03-21
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

1120 Crosspointe Ln Suite 8, Webster, NY 14580 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Webster NY 06/1993 Present
  • 06/1993 → Present
    Edward D. Jones & Co., L.P.
    Webster, NY
Other Businesses

Doody Done Quick Type of business: Pet Waste Clean Up Fairport, NY Start date: 1/3/2023 33% owner of family LLC franch Hours per week: 1 Hours during trading: 0 Family business franchise

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-01-05
  • S63 Uniform Securities Agent State Law Examination
    1984-01-05
Other Names
  • Richard Michael Marlin

View on SEC IAPD

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