Joel Robert Maness

Current Employers

Employment History

• 07/2016 → 09/2016
  Wall Street Financial Group, Inc.
  Fairport, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  Webster, NY
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Webster, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Webster, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Webster, NY

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  Webster, NY
• 2016-07-06 → 2016-10-11
  Wall Street Financial Group, Inc.
  Victor, NY
  Webster, NY
  Victor, NY
• 2016-06-29 → 2016-07-01
  Pfs Investments Inc.
  Canandaigua, NY
  Rochester, NY

Other Businesses

1. HEAD OF AUDIT COMMITTEE - EPISCOPAL CHURCH OF THE INCARNATION -Head of Audit Committee -Group of 3 audit church finances yearly INVEST RELATED No #HRS 3 SEC TRADE HRS 0 -1/1/13 -1957 Five Mile Line Rd, Penfield NY 14526 -Look at all financial records for the church 2. EMERALD FINANCIAL SERVICES, INC. POSITION: Insurance Sales NATURE: Insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 28 SECURITIES TRADING HOURS: 22 START DATE: 07/01/2016 ADDRESS: 11 East Main St., Webster NY 14580, United States DESCRIPTION: Solicit clients for insurance purchases. Provide them with comparisons and quotes for various products such as life insurance, health, disability, long term care, as well as fixed, indexed, variable annuities, and Medicare. 3. EXECUTOR FOR STEPFATHER - PATSY R. BROWN -Executor -Executor for Stepfather's Estate INVEST RELATED No #HRS 0 SEC TRADE HRS 0 -10/28/23 -16 Ilex Ct, Penfield NY 14526 -Settle Stepfather's Estate when he passes. 4. EXECUTOR FOR MOTHER -Executor -Executor for my mother's estate INVEST RELATED No #HRS 0 SEC TRADE HRS 0 -11/21/22 -16 Ilex Ct, Penfield NY 14526 -Settle my mother's estate when she passes as the Executor of her Will. 5. HEAD OF AUDIT COMMITTEE - EPISCOPAL CHURCH OF THE INCARNATION POSITION: Head of the Audit Committee NATURE: Head of the Audit Committee at church. A group of 3 of us audit the church finances every year for accuracy and to make sure nothing weird is going on with them. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 1957 Five Mile Line Road, Penfield NY 14526, United States DESCRIPTION: The committee will print out the Audit Package from the Diocese and go through each piece of it. We will look at all financial records for the church for the previous year. These include financial Statements from the Treasurer, Annual Reports, Bank Statements, Vestry minutes, Investment account statements, payroll, and Parochial Reports. We look for any discrepancies, and try to understand why certain things happened with the Church finances throughout the year. We will make a report and give it to the Vestry upon completion.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-22
• S63 Uniform Securities Agent State Law Examination
  1999-07-19