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115 West Salori Court, Webster, NY 14580 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capstone Investment Financial Group, Inc. | Colorado Springs | CO | 04/2013 | Present |
| Dunn Warren Investment Advisors, Llc | Greenwood Village | CO | 01/2015 | Present |
1)FINANCIAL PLANNING ASSOCIATION OF SOUTHERN COLORADO; NOT INVESTMENT RELATED; PO BOX 7, COLORADO SPRINGS, CO 80901; BOARD MEMBER; SPONSORSHIP CHAIRMAN; STARTED 1/1/06; 8HRS/MO, 3HRS/MO DURING TRADE HRS; CONTACT PROSPECTIVE CORPORATE SPONSORS TO FUND ACTIVITIES FOR THIS ORGANIZATION. 2)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-28 |
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