William Raymond Sigrist

Employer firm

Capstone Investment Financial Group, LLC CRD 122575

$175M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Capstone Investment Financial Group, Inc.
  Colorado Springs, CO
• 01/2015 → Present
  Dunn Warren Investment Advisors, Llc
  Greenwood Village, CO

Previous Registrations

• 2013-08-02 → 2015-04-01
  Capstone Investment Financial Group, Inc.
  Colorado Springs, CO
• 2009-09-15 → 2011-11-14
  Capstone Investment Financial Group, Inc.
  Colorado Springs, CO
• 2008-01-04 → 2009-10-15
  Cambridge Investment Research Advisors, Inc.
  Colorado Springs, CO

Other Businesses

1)FINANCIAL PLANNING ASSOCIATION OF SOUTHERN COLORADO; NOT INVESTMENT RELATED; PO BOX 7, COLORADO SPRINGS, CO 80901; BOARD MEMBER; SPONSORSHIP CHAIRMAN; STARTED 1/1/06; 8HRS/MO, 3HRS/MO DURING TRADE HRS; CONTACT PROSPECTIVE CORPORATE SPONSORS TO FUND ACTIVITIES FOR THIS ORGANIZATION. 2)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-28

Other Names

• Bill Sigrist