Daniel Thomas Wells

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-05-02
TX	RA	APPROVED_RES	2014-10-17
WV	RA	APPROVED	1998-01-26

SC RA
APPROVED

Since 2024-05-02
TX RA
APPROVED_RES

Since 2014-10-17
WV RA
APPROVED

Since 1998-01-26

Branch Locations

1117 3Rd Ave, Huntington, WV 25701 • United States

Huntington, WV • United States

North Myrtle Beach, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Huntington	WV	07/1983	Present
Bank Of America, Na	Huntington	WV	12/2009	Present

07/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntington, WV
12/2009 → Present

Bank Of America, Na

Huntington, WV

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-10-04

S63 Uniform Securities Agent State Law Examination

1983-10-04

Other Names

Daniel T Wells

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

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