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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-10
NJ RA APPROVED 2018-05-07
  • NY RA
    APPROVED
    Since 2021-07-10
  • NJ RA
    APPROVED
    Since 2018-05-07

Branch Locations

147 Delaware St., Tonawanda, NY 14150 • United States

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Att Financial Group/American Portfolios Financial Services Niagara Falls NY 04/2006 05/2018
Esporta Fitness Buffalo NY 01/2006 Present
Kristin Meyer Independent Insurance North Tonawanda NY 01/2006 Present
Nucci Financial Youngstown NY 05/2018 08/2019
Barretend North Tonawanda NY 06/2024 Present
United Planners Financial Services Scottsdale AZ 05/2018 Present
  • 04/2006 → 05/2018
    Att Financial Group/American Portfolios Financial Services
    Niagara Falls, NY
  • 01/2006 → Present
    Esporta Fitness
    Buffalo, NY
  • 01/2006 → Present
    Kristin Meyer Independent Insurance
    North Tonawanda, NY
  • 05/2018 → 08/2019
    Nucci Financial
    Youngstown, NY
  • 06/2024 → Present
    Barretend
    North Tonawanda, NY
  • 05/2018 → Present
    United Planners Financial Services
    Scottsdale, AZ
Previous Registrations
  • 2015-02-11 → 2018-05-08
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1.) LA FITNESS - GROUP FITNESS INSTRUCTOR - TEACHING/COACHING - BUFFALO, NY - SINCE 01/2006 - NOT INVESTMENT RELATED 2.) KRISTIN MEYER INDEPENDENT INSURANCE - LICENSED AGENT - NON-VARIABLE INSURANCE - NORTH TONAWANDA, NY - SINCE 01/2006 - INVESTMENT RELATED 3.) RIVERCREST FINANCIAL - OWNER/FINANCIAL PROFESSIONAL - DBA NAME FOR MARKETING PURPOSES ONLY - N. TONAWANDA, NY - SINCE 08/2019 - INVESTMENT RELATED 4.) BARRETEND - GROUP FITNESS INSTRUCTOR - TEACHING/COACHING - NORTH TONAWANDA, NY - SINCE 06/2024 - NOT INVESTMENT RELATED 5.) C.A.S.E NIAGARA - MEMBER - COMMUNITY, CIVIC AND CHARITABLE BOARD MEMBER OR OFFICER - WHEATFIELD, NY - SINCE 01/2026 - NOT INVESTMENT RELATED 6.) LEGAL AND PROFESSIONALS/POLICE AND JUDGES OF NIAGARA COUNTY - MEMBER - COMMUNITY, CIVIC AND CHARITABLE BOARD MEMBER OR OFFICER - NIAGARA FALLS, NY - SINCE 01/2026 - NOT INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-07
S63 Uniform Securities Agent State Law Examination 2007-11-21
  • S65 Uniform Investment Adviser Law Examination
    2015-02-07
  • S63 Uniform Securities Agent State Law Examination
    2007-11-21

View on SEC IAPD

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