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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-10 |
| NJ | RA | APPROVED | 2018-05-07 |
Branch Locations
147 Delaware St., Tonawanda, NY 14150 • United States
7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Att Financial Group/American Portfolios Financial Services | Niagara Falls | NY | 04/2006 | 05/2018 |
| Esporta Fitness | Buffalo | NY | 01/2006 | Present |
| Kristin Meyer Independent Insurance | North Tonawanda | NY | 01/2006 | Present |
| Nucci Financial | Youngstown | NY | 05/2018 | 08/2019 |
| Barretend | North Tonawanda | NY | 06/2024 | Present |
| United Planners Financial Services | Scottsdale | AZ | 05/2018 | Present |
1.) LA FITNESS - GROUP FITNESS INSTRUCTOR - TEACHING/COACHING - BUFFALO, NY - SINCE 01/2006 - NOT INVESTMENT RELATED 2.) KRISTIN MEYER INDEPENDENT INSURANCE - LICENSED AGENT - NON-VARIABLE INSURANCE - NORTH TONAWANDA, NY - SINCE 01/2006 - INVESTMENT RELATED 3.) RIVERCREST FINANCIAL - OWNER/FINANCIAL PROFESSIONAL - DBA NAME FOR MARKETING PURPOSES ONLY - N. TONAWANDA, NY - SINCE 08/2019 - INVESTMENT RELATED 4.) BARRETEND - GROUP FITNESS INSTRUCTOR - TEACHING/COACHING - NORTH TONAWANDA, NY - SINCE 06/2024 - NOT INVESTMENT RELATED 5.) C.A.S.E NIAGARA - MEMBER - COMMUNITY, CIVIC AND CHARITABLE BOARD MEMBER OR OFFICER - WHEATFIELD, NY - SINCE 01/2026 - NOT INVESTMENT RELATED 6.) LEGAL AND PROFESSIONALS/POLICE AND JUDGES OF NIAGARA COUNTY - MEMBER - COMMUNITY, CIVIC AND CHARITABLE BOARD MEMBER OR OFFICER - NIAGARA FALLS, NY - SINCE 01/2026 - NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-21 |
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