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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2009-04-07 |
| UT | RA | APPROVED | 2009-02-12 |
| ID | RA | APPROVED | 2009-02-04 |
| WA | RA | APPROVED | 2009-02-02 |
| CA | RA | APPROVED | 2004-03-16 |
Branch Locations
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-04-01 |
Branch Locations
127 E State Street, Redlands, CA 92373 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth Inc | Redlands | CA | 02/2003 | Present |
| Nwf Advisory Services, Inc. | Los Angeles | CA | 02/2005 | Present |
| Wilds Veterinary Hospital | Riverside | CA | 10/2012 | Present |
| Reginald Jackson | Redlands | CA | 03/2003 | Present |
1. NWF ADVISORY SERVICES. POSITION: Other - RR works with team of advisors. NATURE: sole proprietorship. - INVESTMENT RELATED: Yes, NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 130 START DATE: 02/17/2003 ADDRESS: 11835 West Olympic Blvd., Suite 1155E, Los Angeles CA 90064, United States DESCRIPTION: Work with team of advisors to manage client assets. 2. THE UNFORGETABLES FOUNDATION NON-PROFIT POSITION: Board Member NATURE: Non - Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 345 Pearl Drive #230, Redlands CA 92374, United States DESCRIPTION: To review board information material and fund-raising events. 3. REGINALD JACKSON POSITION: Agent NATURE: Sole Prop. INVESTMENT RELATED: Yes, NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 03/20/2003 ADDRESS: 1710 Plum Lane, Suite E, Redlands CA 92354, United States DESCRIPTION: Communicate w/providers and consult w/clients about the product(s) details that fit their needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-06 |
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