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Bruce Howard Gilbert

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisle, IL

Scottsdale, AZ

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-05
TX RA APPROVED_RES 1998-09-29
IL RA APPROVED 1998-04-12
  • CA RA
    APPROVED
    Since 2023-07-05
  • TX RA
    APPROVED_RES
    Since 1998-09-29
  • IL RA
    APPROVED
    Since 1998-04-12

Branch Locations

3333 Warrenville Rd, Lisle, IL 60532 • United States

Scottsdale, AZ • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 07/1983 Present
Bank Of America, N.A. Lisle IL 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-24
S63 Uniform Securities Agent State Law Examination 1983-10-07
  • S65 Uniform Investment Adviser Law Examination
    1995-11-24
  • S63 Uniform Securities Agent State Law Examination
    1983-10-07
Other Names
  • Bruce Gilbert

View on SEC IAPD

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ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
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