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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-10-07
  • NE RA
    APPROVED
    Since 2020-10-07

Branch Locations

600 Portland Avenue South, Minneapolis, MN 55415 • United States

111 N. 1St Street, Suite 1A, Seward, NE 68434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Omaha NE 07/2006 09/2020
Thrivent Investment Management Inc Appleton WI 07/2006 09/2020
Thrivent Advisor Network, Llc D/B/A Retirepath Advisors Seward NE 09/2020 Present
Purshe Kaplan Sterling Investments, Inc. Seward NE 10/2020 09/2024
Thrivent Investment Management Inc Seward NE 10/2024 Present
  • 07/2006 → 09/2020
    Thrivent Financial
    Omaha, NE
  • 07/2006 → 09/2020
    Appleton, WI
  • 09/2020 → Present
    Thrivent Advisor Network, Llc D/B/A Retirepath Advisors
    Seward, NE
  • 10/2020 → 09/2024
    Purshe Kaplan Sterling Investments, Inc.
    Seward, NE
  • 10/2024 → Present
    Seward, NE
Previous Registrations
Other Businesses

1. Fixed Insurance 2. Not investment related 3. 340 E/ Military Ave., Ste 2, Fremont NE, 68025 4. Fixed/traditional insurance 5. Agent 6. 09/2020 7. 40 hrs/wk 8. 40 hrs during trading 9. Sales of Fixed / Traditional Insurance 1. Farmland Rental 2. Not investment related 3. 3542 Raymond Road, Seward, NE 68434 4. Cash basis land rental 5. Owner 6. 1/1/1990 7. 0 hrs/mo 8. 0 hrs during trading 9. Annual cash rent is received in the amount of $21,000. Of these proceeds, the farm loan and property taxes are paid and that is the extent of my involvement in the business 1. Seward Kiwanis Club Ag Banquet Committee 2. Not investment related 3. 323 Northern Heights Dr. Seward, NE 68434 4. The Seward Kiwanis Club uses this Ag Recognition Banquet as a fundraiser for their backpack program that supplies food to student families in need in the Seward Community. No one on the Ag Banquet committee decides on how the funds are to be invested/held or distributed, those responsibilities are conducted by the Board of Directors of the Seward Kiwanis Club. 5. Set up tables/tableware 6. 10/13/2016 7. 1 hr/mo 8. 0 hrs during trading 9. On the Ag Recognition Banquet Committee, I would be responsible for seeing that all tableware/place settings are consistent over the banquet hall and be available to help direct attendees to their seats

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-20
  • S66 Uniform Combined State Law Examination
    2006-11-20

View on SEC IAPD

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