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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-02-16 |
Branch Locations
401 W 4Th Street Suite 3100, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Austin | TX | 01/2009 | Present |
1. RCK Land LLC, FriendswoodTX United States-77546, Real Estate, Owns a piece of inherited property, Proprietor / owner, owner, start date-3/1/2024, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-30 |
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