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Employer firm

Santander Securities LLC CRD 41791

$3.14B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

From the firm’s Form ADV. Read the guides:

Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-10
  • NY RA
    APPROVED
    Since 2022-08-10

Branch Locations

4310 Amboy Road, Staten Island, NY 10312 • United States

2700 Hylan Blvd., Staten Island, NY 10306 • United States

2253 North Avenue, Scotch Plains, NJ 07076 • United States

4025 Amboy Road, Staten Island, NY 10308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Bank Brooklyn NY 03/2017 02/2018
People's United Bank, N.A. Bridgeport CT 04/2018 12/2019
People's Securities, Inc. Bridgeport CT 07/2018 12/2019
Unemployed Broklyn NY 08/2016 03/2017
Cetera Investment Services Llc Saint Cloud MN 12/2021 02/2022
Cetera Investment Advisers Llc Brooklyn NY 12/2021 02/2022
Unemployed Brooklyn NY 12/2019 11/2021
Santander Bank, Na Boston MA 04/2022 Present
Santander Securities, Llc Dorchester MA 04/2022 04/2023
Unemployed Brooklyn NY 03/2022 04/2022
Unemployed Brooklyn NY 02/2018 04/2018
Santander Securities, Llc Dorchester MA 04/2023 Present
  • 03/2017 → 02/2018
    Investors Bank
    Brooklyn, NY
  • 04/2018 → 12/2019
    People's United Bank, N.A.
    Bridgeport, CT
  • 07/2018 → 12/2019
    People's Securities, Inc.
    Bridgeport, CT
  • 08/2016 → 03/2017
    Unemployed
    Broklyn, NY
  • 12/2021 → 02/2022
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 12/2021 → 02/2022
    Cetera Investment Advisers Llc
    Brooklyn, NY
  • 12/2019 → 11/2021
    Unemployed
    Brooklyn, NY
  • 04/2022 → Present
    Santander Bank, Na
    Boston, MA
  • 04/2022 → 04/2023
    Dorchester, MA
  • 03/2022 → 04/2022
    Unemployed
    Brooklyn, NY
  • 02/2018 → 04/2018
    Unemployed
    Brooklyn, NY
  • 04/2023 → Present
    Dorchester, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-09
S66 Uniform Combined State Law Examination 2004-03-29
S63 Uniform Securities Agent State Law Examination 1986-03-26
  • S65 Uniform Investment Adviser Law Examination
    2022-08-09
  • S66 Uniform Combined State Law Examination
    2004-03-29
  • S63 Uniform Securities Agent State Law Examination
    1986-03-26
Other Names
  • Maria Angela Tychi
  • Maria Tychikefalas

View on SEC IAPD

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