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CRD 1188325
Santander Securities LLC CRD 41791
$3.14B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-10 |
Branch Locations
4310 Amboy Road, Staten Island, NY 10312 • United States
2700 Hylan Blvd., Staten Island, NY 10306 • United States
2253 North Avenue, Scotch Plains, NJ 07076 • United States
4025 Amboy Road, Staten Island, NY 10308 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Bank | Brooklyn | NY | 03/2017 | 02/2018 |
| People's United Bank, N.A. | Bridgeport | CT | 04/2018 | 12/2019 |
| People's Securities, Inc. | Bridgeport | CT | 07/2018 | 12/2019 |
| Unemployed | Broklyn | NY | 08/2016 | 03/2017 |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2021 | 02/2022 |
| Cetera Investment Advisers Llc | Brooklyn | NY | 12/2021 | 02/2022 |
| Unemployed | Brooklyn | NY | 12/2019 | 11/2021 |
| Santander Bank, Na | Boston | MA | 04/2022 | Present |
| Santander Securities, Llc | Dorchester | MA | 04/2022 | 04/2023 |
| Unemployed | Brooklyn | NY | 03/2022 | 04/2022 |
| Unemployed | Brooklyn | NY | 02/2018 | 04/2018 |
| Santander Securities, Llc | Dorchester | MA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-09 |
| S66 | Uniform Combined State Law Examination | 2004-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-26 |
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