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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-09
WI RA APPROVED 2018-11-14
  • TX RA
    APPROVED_RES
    Since 2024-02-09
  • WI RA
    APPROVED
    Since 2018-11-14

Branch Locations

400 Midland Ct Ste 103, Janesville, WI 53546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wi Army National Guard Beloit WI 08/2002 Present
M&I Financial Advisors Inc Beloit WI 06/2011 11/2018
Bmo Harris Bank Na Milwaukee WI 07/2011 11/2018
M&I Insurance Services Inc Milwaukee WI 06/2011 11/2018
M&I Trust Company Milwaukee WI 06/2011 11/2018
Bmo Harris Financial Advisors, Inc. Beloit WI 08/2012 11/2018
Wells Fargo Clearing Services Llc Janesville WI 11/2018 Present
  • 08/2002 → Present
    Wi Army National Guard
    Beloit, WI
  • 06/2011 → 11/2018
    M&I Financial Advisors Inc
    Beloit, WI
  • 07/2011 → 11/2018
    Bmo Harris Bank Na
    Milwaukee, WI
  • 06/2011 → 11/2018
    M&I Insurance Services Inc
    Milwaukee, WI
  • 06/2011 → 11/2018
    M&I Trust Company
    Milwaukee, WI
  • 08/2012 → 11/2018
    Bmo Harris Financial Advisors, Inc.
    Beloit, WI
  • 11/2018 → Present
    Janesville, WI
Previous Registrations
  • 2012-08-01 → 2018-11-15
    Bmo Harris Financial Advisors, Inc.
    Beloit, WI
    Janesville, WI
  • 2012-04-20 → 2012-08-01
    M&I Financial Advisors, Inc
    Beloit, WI
  • 2011-06-21 → 2012-04-18
    M&I Investment Management Corp.
    Milwaukee, WI
  • 2007-10-12 → 2011-06-06
    Madison, WI
Other Businesses

MT. CALVARY LUTHERAN CHURCH, INV RELATED, JANESVILLE, WI, TREASURER, START 8/1/2019, 4 HOURS PER MONTH, ZERO DURING TRADING, REVIEWING FINANCES, VOTING ON TOPICS TO RECOMMEND FOR APPROVAL AND VOTE BY FULL CONGREGATION. STATELINE COMMUNITY FOUNDATION ; INV RELATED;BELOIT,WI; PROVIDING GRANTS TO LOCAL NON-PROFITS; TREASURER; START DATE: 01/28/2026; 1.5 HRS PER MONTH; 1.5 HRS DURING TRADING; BELOIT HEALTH SYSTEM FOUNDATION ; NOT INV RELATED;BELOIT,WI; RAISE FUNDS TO SUPPORT LOCAL HEALTH SYSTEM; CHAIRPERSON; START DATE: 01/01/2026; 2 HRS PER MONTH; 2 HRS DURING TRADING; STATELINE COMMUNITY FOUNDATION ; INV RELATED;BELOIT,WI; PROVIDING GRANTS TO LOCAL NON-PROFITS; TREASURER; START DATE: 01/28/2026; 1.5 HRS PER MONTH; 1.5 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-02
  • S66 Uniform Combined State Law Examination
    2007-10-02
Other Names
  • Dereck Matthew Hahn

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