Jennifer Rebecca Schwarze

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 02/2019
  Robert W. Baird & Co.
  Rockford, IL
• 02/2020 → 04/2021
  Stifel Nicolaus & Co Inc
  Rockford, IL
• 05/2019 → 02/2020
  Furst Staffing
  Rockford, IL
• 04/2021 → 12/2024
  Bates Securities, Inc.
  Rockford, IL
• 04/2021 → 12/2024
  Bates Financial Advisors, Inc.
  Rockford, IL
• 04/2021 → 12/2024
  Bates Financial Group, Inc.
  Rockford, IL
• 01/2025 → Present
  Robert W. Baird & Co.
  Janesville, WI

Previous Registrations

• 2021-05-03 → 2025-01-08
  Bates Financial Advisors, Inc.
  Rockford, IL
• 2020-03-04 → 2021-04-15
  Stifel, Nicolaus & Company, Incorporated
  Rockford, IL
• 2014-11-11 → 2019-02-26
  Robert W. Baird & Co. Incorporated
  Rockford, IL
  Rockford, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-10
• S63 Uniform Securities Agent State Law Examination
  2001-05-11