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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-09
FL RA APPROVED 2019-05-02
WI RA APPROVED 1997-03-31
  • TX RA
    APPROVED_RES
    Since 2020-07-09
  • FL RA
    APPROVED
    Since 2019-05-02
  • WI RA
    APPROVED
    Since 1997-03-31

Branch Locations

14 N Parker Drive Suite 200, Janesville, WI 53545 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Janesville WI 12/1996 Present
Other Businesses

Name/Address: YMCA of Northern Rock County 221 Dodge Street Janesville WI 53548 Start Date: 4/14/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Treasurer Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-27
S63 Uniform Securities Agent State Law Examination 1997-03-25
  • S65 Uniform Investment Adviser Law Examination
    1997-03-27
  • S63 Uniform Securities Agent State Law Examination
    1997-03-25

View on SEC IAPD

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