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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-09 |
| FL | RA | APPROVED | 2019-05-02 |
| WI | RA | APPROVED | 1997-03-31 |
Branch Locations
14 N Parker Drive Suite 200, Janesville, WI 53545 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Janesville | WI | 12/1996 | Present |
Name/Address: YMCA of Northern Rock County 221 Dodge Street Janesville WI 53548 Start Date: 4/14/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Treasurer Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-25 |
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