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Stephen Mark Takemura

Rbc Capital Markets, LLC

Seattle, WA

Mercer Island, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-11
WA RA APPROVED 1997-02-25
  • TX RA
    APPROVED_RES
    Since 2017-04-11
  • WA RA
    APPROVED
    Since 1997-02-25

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Mercer Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Seattle WA 03/2008 Present
City National Bank Seattle WA 07/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-07-12
S63 Uniform Securities Agent State Law Examination 1983-09-29
  • S65 Uniform Investment Adviser Law Examination
    1991-07-12
  • S63 Uniform Securities Agent State Law Examination
    1983-09-29

View on SEC IAPD

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