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Current Employers
Oneascent Financial Services Llc

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-08-14
KY RA APPROVED 2025-05-05
TX RA APPROVED 2025-05-01
  • IN RA
    APPROVED
    Since 2025-08-14
  • KY RA
    APPROVED
    Since 2025-05-05
  • TX RA
    APPROVED
    Since 2025-05-01

Branch Locations

4350 Brownsboro Road Suite 110, Louisville, KY 40207 • United States

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Provident Mutual Ins Co Phila PA 06/1995 Present
Daniel Hardt Financial Services Louisville KY 09/2003 Present
G.A. Repple & Company Casselberry FL 07/2005 05/2025
Oneascent Financial Services, Llc Birmingham AL 05/2025 Present
  • 06/1995 → Present
    Provident Mutual Ins Co
    Phila, PA
  • 09/2003 → Present
    Daniel Hardt Financial Services
    Louisville, KY
  • 07/2005 → 05/2025
    G.A. Repple & Company
    Casselberry, FL
  • 05/2025 → Present
    Birmingham, AL
Previous Registrations
Other Businesses

1) Dan Hardt Financial Services, LLC - 4350 Brownsboro Road, Suite 110, Louisville, KY 40207- President - Thomas Alvey is Vice President - Financial planning firm, including the sale of fixed insurance and annuity products, including LTC and disability- Started 1-1-2022 as LLC - Investment related - 170 hours per month, two hours per month during trading. 2) Dan Hardt Financial Services, LLC - 4350 Brownsboro Road, Suite 110, Louisville, KY 40207 - Sales Agent, fixed insurance products - Started 4/25/1983 - non-investment related - 1 hr. per month, one hr. per month during trading hrs. 3) Faith and Finances, Inc. - 3105 Lakewood Blvd., Jeffersonville, IN 47130 - President/Treasurer - a non-profit ministry that teaches Christians to apply biblical principles to their finances. Also provides a training program for investment professionals regarding biblically responsible investing. Investment related. 1 hr. per month, 0 hrs. during trading. 4) Updated business name change 3.3.2025 legally registered as Dan Hardt Financial Services, LLC dba Hardt Financial Group. Located at 4350 Brownsboro Road, Suite 110, Louisville, KY 40207.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-01
S63 Uniform Securities Agent State Law Examination 1983-10-26
  • S65 Uniform Investment Adviser Law Examination
    1995-09-01
  • S63 Uniform Securities Agent State Law Examination
    1983-10-26
Designations

View on SEC IAPD

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