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100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-08-14 |
| KY | RA | APPROVED | 2025-05-05 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
4350 Brownsboro Road Suite 110, Louisville, KY 40207 • United States
100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provident Mutual Ins Co | Phila | PA | 06/1995 | Present |
| Daniel Hardt Financial Services | Louisville | KY | 09/2003 | Present |
| G.A. Repple & Company | Casselberry | FL | 07/2005 | 05/2025 |
| Oneascent Financial Services, Llc | Birmingham | AL | 05/2025 | Present |
1) Dan Hardt Financial Services, LLC - 4350 Brownsboro Road, Suite 110, Louisville, KY 40207- President - Thomas Alvey is Vice President - Financial planning firm, including the sale of fixed insurance and annuity products, including LTC and disability- Started 1-1-2022 as LLC - Investment related - 170 hours per month, two hours per month during trading. 2) Dan Hardt Financial Services, LLC - 4350 Brownsboro Road, Suite 110, Louisville, KY 40207 - Sales Agent, fixed insurance products - Started 4/25/1983 - non-investment related - 1 hr. per month, one hr. per month during trading hrs. 3) Faith and Finances, Inc. - 3105 Lakewood Blvd., Jeffersonville, IN 47130 - President/Treasurer - a non-profit ministry that teaches Christians to apply biblical principles to their finances. Also provides a training program for investment professionals regarding biblically responsible investing. Investment related. 1 hr. per month, 0 hrs. during trading. 4) Updated business name change 3.3.2025 legally registered as Dan Hardt Financial Services, LLC dba Hardt Financial Group. Located at 4350 Brownsboro Road, Suite 110, Louisville, KY 40207.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-26 |
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