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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-04 |
| TX | RA | APPROVED_RES | 2012-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rochester | MN | 07/1984 | Present |
| Bank Of America, N.A. | Rochester | MN | 07/2011 | Present |
I*3961291 Entity Type: N/A Name of OBA: R M. F IRA Address: Rochester, Minnesota, 55902 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/26/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-19 |
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