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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-04-03 |
| CO | RA | APPROVED | 2004-04-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tucson | AZ | 08/2003 | Present |
(1) 09/28/2007 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BILL WESTCOTT, INC. - TUCSON, AZ (2) 4/16/2012 - OTHER-LLC, OTHER-MEDIA & PUBLIC RELATIONS - EVENT DRIVEN MEDIA PARTNERS - TIME SPENT 2%. (3) 10/29/2024 - Senior Healthcare Partnerships, Inc. - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/11/2024 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-02 |
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