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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-10-23
NC RA APPROVED 2012-09-18
PR RA APPROVED 2012-09-07
TX RA APPROVED 2012-01-06
  • NJ RA
    APPROVED
    Since 2012-10-23
  • NC RA
    APPROVED
    Since 2012-09-18
  • PR RA
    APPROVED
    Since 2012-09-07
  • TX RA
    APPROVED
    Since 2012-01-06

Branch Locations

1106 Clayton Ln Suite 225E, Austin, TX 78723 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Austin TX 06/2001 Present
Ferrell Financial Enterprises Inc Austin TX 03/2001 Present
Oil & Gas Exploration Austin TX 10/2005 Present
Transamerica Financial Advisors, Inc Austin TX 01/2012 Present
Wealthwave Johns Creek GA 06/2023 Present
Netlaw Louisville KY 02/2026 Present
  • 06/2001 → Present
    World Financial Group
    Austin, TX
  • 03/2001 → Present
    Ferrell Financial Enterprises Inc
    Austin, TX
  • 10/2005 → Present
    Oil & Gas Exploration
    Austin, TX
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Austin, TX
  • 06/2023 → Present
    Wealthwave
    Johns Creek, GA
  • 02/2026 → Present
    Netlaw
    Louisville, KY
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Wealthwave | marketing | investment related | co-brand company through WFGIA | 06/2023 | Johns Creek GA OIL & GAS EXPLORATION/no/ Austin TX / 10/2005 / 0/0 / INVESTER / Personal Investment FERRELL FINANCIAL ENTERPRISES INC/no/2499 S. Capital Of Tx Hwy Austin TX 78746/ PRESIDENT/Single Ownership/Sole Proprietorship /3/2001 / Business pass through bank account for business/5 hrs month NETLAW POSITION: Agent NATURE: Wills & Trusts INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/24/2026 ADDRESS: 12910 Shelbyville Rd, Louisville KY 40243, United States DESCRIPTION: Be a resource to my clients & prospects to acquire wills & trusts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-25
S63 Uniform Securities Agent State Law Examination 1983-10-04
  • S65 Uniform Investment Adviser Law Examination
    1997-08-25
  • S63 Uniform Securities Agent State Law Examination
    1983-10-04

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