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Current Employers
Sterling Investment Counsel, Llc

360 Delaware Avenue Suite 400, Buffalo, NY 14202 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-12
  • NY RA
    APPROVED
    Since 2021-08-12

Branch Locations

360 Delaware Avenue Suite 400, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Buffalo NY 11/2007 02/2018
Sterling Investment Counsel, Llc Buffalo NY 03/2016 Present
Jensen, Marks, Langer & Vance Llc Buffalo NY 04/1997 Present
Lpl Financial Llc Buffalo NY 02/2018 Present
  • 11/2007 → 02/2018
    Sii Investments
    Buffalo, NY
  • 03/2016 → Present
    Buffalo, NY
  • 04/1997 → Present
    Jensen, Marks, Langer & Vance Llc
    Buffalo, NY
  • 02/2018 → Present
    Lpl Financial Llc
    Buffalo, NY
Previous Registrations
Other Businesses

1. 02/14/2018 - No Business Name - Not Investment Related - 30 Brompton Ct Orchard Park NY - Other - Attorney - attorney - Start Date 1993 - 2 Hours Per Month. 2. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 3. 02/14/2018 - JENSEN, MARKS, LANGER, AND VANCE - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 02/14/2018 - WNED/WBFO - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member. 5. 4/9/2018 - STERLING INVESTMENT COUNSEL LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/01/2016 - 16 Hours Per Month During Securities Trading - I provide investment advisory services through STERLING INVESTMENT COUNSEL LLC, an independent investment advisor firm. I started this business activity in 04/2016. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-30
  • S63 Uniform Securities Agent State Law Examination
    1993-08-30
Designations
Other Names
  • Cynthia Eileen Albers
  • Cynthia Eileen Wilmoth
  • Wilmoth Albers

View on SEC IAPD

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