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360 Delaware Avenue Suite 400, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-12 |
Branch Locations
360 Delaware Avenue Suite 400, Buffalo, NY 14202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Buffalo | NY | 11/2007 | 02/2018 |
| Sterling Investment Counsel, Llc | Buffalo | NY | 03/2016 | Present |
| Jensen, Marks, Langer & Vance Llc | Buffalo | NY | 04/1997 | Present |
| Lpl Financial Llc | Buffalo | NY | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Not Investment Related - 30 Brompton Ct Orchard Park NY - Other - Attorney - attorney - Start Date 1993 - 2 Hours Per Month. 2. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 3. 02/14/2018 - JENSEN, MARKS, LANGER, AND VANCE - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 02/14/2018 - WNED/WBFO - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member. 5. 4/9/2018 - STERLING INVESTMENT COUNSEL LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/01/2016 - 16 Hours Per Month During Securities Trading - I provide investment advisory services through STERLING INVESTMENT COUNSEL LLC, an independent investment advisor firm. I started this business activity in 04/2016. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-30 |
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