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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sherman Insurance Group, Llc Eden Prairie MN 02/2013 06/2017
Allstate Insurance Co Eden Prairie MN 02/2013 06/2017
Advisornet Insurance Minneapolis MN 06/2021 Present
Securian Financial St. Paul MN 06/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 08/2021 Present
Door Dash Plymouth MN 08/2020 07/2023
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/2013 → 06/2017
    Sherman Insurance Group, Llc
    Eden Prairie, MN
  • 02/2013 → 06/2017
    Allstate Insurance Co
    Eden Prairie, MN
  • 06/2021 → Present
    Advisornet Insurance
    Minneapolis, MN
  • 06/2017 → 06/2021
    Securian Financial
    St. Paul, MN
  • 08/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2020 → 07/2023
    Door Dash
    Plymouth, MN
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: CONCIERGE SERVICES MANAGER START DATE: 4/2012 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: WORKING WITH ADVISORS TO ASSIST IN PLACING LIFE AND PROTECTION BASED INSURANCE PRODUCTS. LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: ADVISORNET INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS BUSINESS ADDRESS NATURE OF BUSINESS: INSURANCE SALES START DATE: 6/2021 POSITION/TITLE/RELATIONSHIP: CONCIERGE SERVICES MANAGER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: WORKING WITH BROKERS AND ADVISORS TO ASSIST THEM WITH PLACING RISK MANAGEMENT PRODUCTS. LIFE INSURANCE, DISABILITY INCOME, LONG-TERM CARE INSURANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-08
S63 Uniform Securities Agent State Law Examination 2021-08-27
  • S65 Uniform Investment Adviser Law Examination
    2021-10-08
  • S63 Uniform Securities Agent State Law Examination
    2021-08-27
Designations
Other Names
  • Fred Sherman

View on SEC IAPD

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