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Vernon Kent Nicholson

Lasalle St. Investment Advisors, L.L.C.

Tyler, TX

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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-04-11
  • TX RA
    APPROVED
    Since 2011-04-11

Branch Locations

3300 South Broadway Suite 205, Tyler, TX 75701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Investment Advisors, Llc Tyler TX 01/2011 Present
Other Businesses

FIXED INSURANCE; OWNS RENTAL PROPERTY; NIELDSON INSURANCE GROUP - 12/2009. LIFE, HEALTH, CASUALTY INSURANCE COMPANY SELLING DIFFERENT PRODUCTS FROM CARRIERS. 60HRS/WK, MANAGER;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-09
S63 Uniform Securities Agent State Law Examination 1983-09-08
  • S65 Uniform Investment Adviser Law Examination
    2011-04-09
  • S63 Uniform Securities Agent State Law Examination
    1983-09-08

View on SEC IAPD

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