Best Investors Account Sign in
Inactive

Vernon Kent Nicholson

Lasalle St. Investment Advisors, L.L.C.

Tyler, TX

CRD 1186994

Claim This Profile
Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-04-11
  • TX RA
    APPROVED
    Since 2011-04-11

Branch Locations

3300 South Broadway Suite 205, Tyler, TX 75701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Investment Advisors, Llc Tyler TX 01/2011 Present
Other Businesses

FIXED INSURANCE; OWNS RENTAL PROPERTY; NIELDSON INSURANCE GROUP - 12/2009. LIFE, HEALTH, CASUALTY INSURANCE COMPANY SELLING DIFFERENT PRODUCTS FROM CARRIERS. 60HRS/WK, MANAGER;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-09
S63 Uniform Securities Agent State Law Examination 1983-09-08
  • S65 Uniform Investment Adviser Law Examination
    2011-04-09
  • S63 Uniform Securities Agent State Law Examination
    1983-09-08

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Tyler, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor