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Dean Steven Greenberg

Greenberg Financial Group

Tucson, AZ

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Current Employers
Greenberg Financial Group

4511 N Campbell Ave #255, Tucson, AZ 85718-6423 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-27
  • AZ RA
    APPROVED
    Since 2025-02-27

Branch Locations

4511 N Campbell Ave #255, Tucson, AZ 85718-6423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Greenberg Financial Group Tucson AZ 02/2001 Present
Previous Registrations
Other Businesses

CAMPBELL FINANCIAL PLAZA LLC- I AM 50% OWNER OF THE OFFICE BUILDING, GREENBERG FINANCIAL IS ONE ON THE TENANTS IN THIS BUILDING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-11
S63 Uniform Securities Agent State Law Examination 1984-10-17
  • S65 Uniform Investment Adviser Law Examination
    2023-10-11
  • S63 Uniform Securities Agent State Law Examination
    1984-10-17

View on SEC IAPD

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