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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-16
NJ RA APPROVED 2015-02-13
  • TX RA
    APPROVED_RES
    Since 2018-10-16
  • NJ RA
    APPROVED
    Since 2015-02-13

Branch Locations

365 West Passaic Street Suite 205, Rochelle Park, NJ 07662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Rochelle Park NJ 02/2015 Present
Raymond James Financial Services Advisors Inc. Rochelle Park NJ 02/2015 Present
Gpl Wealth Management, Llc Rochelle Park NJ 02/2015 Present
Axia Financial Advisors, Llc Rochelle P[Ark NJ 02/2015 Present
Laurie Gross Wealth Management, Llc Rochelle Park NJ 01/2015 Present
  • 02/2015 → Present
    Raymond James Financial Services
    Rochelle Park, NJ
  • 02/2015 → Present
    Rochelle Park, NJ
  • 02/2015 → Present
    Gpl Wealth Management, Llc
    Rochelle Park, NJ
  • 02/2015 → Present
    Axia Financial Advisors, Llc
    Rochelle P[Ark, NJ
  • 01/2015 → Present
    Laurie Gross Wealth Management, Llc
    Rochelle Park, NJ
Previous Registrations
Other Businesses

1) Name of Business : GPL Wealth Management, LLC Address: 365 W Passaic St Ste 205,Rochelle Park, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Other Investment Related:No Start Date: 09-Feb-2015 End Date: 31-Dec-2020 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: Owner of support company 2) Name of Business : Axia Financial Advisors, LLC Address: 365 W Passaic St Ste 205,Rochelle Park, NJ Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Independent Contractor Investment Related:No Start Date: 02/09/2015 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Independent Financial Advisor under Branch 7XN Name of the Business: Laurie Gross Wealth Management, LLC Address: 365 W. Passaic St. Rochelle Park, NJ 07662 Activity Type: Support Company - Owner Start Date 01/15/2015 Investment Related: No Position/Title: Officer - President HPM: 0-1 HPM during Trade hours: 0-1 DOD: This is the LLC set up for all revenue from RJFS from my Wealth Advisory business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-31
S63 Uniform Securities Agent State Law Examination 2001-12-04
  • S65 Uniform Investment Adviser Law Examination
    2008-01-31
  • S63 Uniform Securities Agent State Law Examination
    2001-12-04

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