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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-16 |
| NJ | RA | APPROVED | 2015-02-13 |
Branch Locations
365 West Passaic Street Suite 205, Rochelle Park, NJ 07662 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Rochelle Park | NJ | 02/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Rochelle Park | NJ | 02/2015 | Present |
| Gpl Wealth Management, Llc | Rochelle Park | NJ | 02/2015 | Present |
| Axia Financial Advisors, Llc | Rochelle P[Ark | NJ | 02/2015 | Present |
| Laurie Gross Wealth Management, Llc | Rochelle Park | NJ | 01/2015 | Present |
1) Name of Business : GPL Wealth Management, LLC Address: 365 W Passaic St Ste 205,Rochelle Park, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Other Investment Related:No Start Date: 09-Feb-2015 End Date: 31-Dec-2020 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: Owner of support company 2) Name of Business : Axia Financial Advisors, LLC Address: 365 W Passaic St Ste 205,Rochelle Park, NJ Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Independent Contractor Investment Related:No Start Date: 02/09/2015 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Independent Financial Advisor under Branch 7XN Name of the Business: Laurie Gross Wealth Management, LLC Address: 365 W. Passaic St. Rochelle Park, NJ 07662 Activity Type: Support Company - Owner Start Date 01/15/2015 Investment Related: No Position/Title: Officer - President HPM: 0-1 HPM during Trade hours: 0-1 DOD: This is the LLC set up for all revenue from RJFS from my Wealth Advisory business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-04 |
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