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Sheila Overton Kelly

LPl Financial LLC

Dothan, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
VA RA APPROVED 2021-07-21
  • AL RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21
  • VA RA
    APPROVED
    Since 2021-07-21

Branch Locations

317 N. Park Avenue, Dothan, AL 36303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Tallahassee FL 03/2011 07/2021
Various Insurance Carriers For W&R Insurance Agencies Dothan AL 03/2011 07/2021
Girls Inc Dothan AL 01/2011 07/2021
Joe And Sheila Kelly Dothan AL 09/2014 07/2021
First United Methodist Church Dothan Dothan AL 01/2021 07/2021
Lpl Financial Llc Dothan AL 07/2021 Present
  • 03/2011 → 07/2021
    Waddell & Reed, Inc.
    Tallahassee, FL
  • 03/2011 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Dothan, AL
  • 01/2011 → 07/2021
    Girls Inc
    Dothan, AL
  • 09/2014 → 07/2021
    Joe And Sheila Kelly
    Dothan, AL
  • 01/2021 → 07/2021
    First United Methodist Church Dothan
    Dothan, AL
  • 07/2021 → Present
    Lpl Financial Llc
    Dothan, AL
Previous Registrations
  • 2011-04-01 → 2021-07-21
    Waddell & Reed
    Dothan, AL
    Tallahassee, FL
    Charleroi, PA
  • 1997-06-04 → 2011-01-26
    Waddell & Reed
    Dothan, AL
    Tallahassee, FL
    Dothan, AL
Other Businesses

1-07/07/2021-U-Vest Financial/DBA for LPL Business (entity for LPL business)/Investment Related/160 hours/At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-14
S63 Uniform Securities Agent State Law Examination 1992-04-30
  • S65 Uniform Investment Adviser Law Examination
    2011-06-14
  • S63 Uniform Securities Agent State Law Examination
    1992-04-30
Other Names
  • Sheila Overton
  • Sheila Kelly

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DOTHAN, AL
PARK AVENUE SECURITIES LLC · DOTHAN, AL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · DOTHAN, AL
LPL FINANCIAL LLC · DOTHAN, AL
PNC WEALTH MANAGEMENT LLC · DOTHAN, AL
LPL FINANCIAL LLC · DOTHAN, AL
CETERA INVESTMENT ADVISERS LLC · DOTHAN, AL
EDWARD JONES · Dothan, AL

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