Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

110 Grant Ave, Endicott, NY 13760 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prl Associates Endicott NY 01/1993 Present
Massmutual Life Insurance Co Endicott NY 01/1999 Present
Mml Investors Services, Llc Endicott NY 02/1999 Present
  • 01/1993 → Present
    Prl Associates
    Endicott, NY
  • 01/1999 → Present
    Massmutual Life Insurance Co
    Endicott, NY
  • 02/1999 → Present
    Endicott, NY
Other Businesses

NAME: PRL ASSOCIATES, LLC INV REL: Y ADD: 110 GRANT AVE, ENDICOTT, NY 13760 NATURE: LIFE, HEALTH, PROPERTY/CASUALTY, GROUP HEALTH POSITION: OWNER, SALES, AGENT START DATE: 1993 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 5.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-01-25
  • S63 Uniform Securities Agent State Law Examination
    1984-01-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Endicott, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor