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Douglas Richard Roth

Rmr Wealth Builders, Inc.

Montclair, NJ

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Current Employers
Rmr Wealth Builders, Inc.

111 Grove Street Suite 203, Montclair, NJ 07042 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-12-12
TX RA APPROVED 2014-11-25
  • NJ RA
    APPROVED
    Since 2014-12-12
  • TX RA
    APPROVED
    Since 2014-11-25

Branch Locations

111 Grove Street Suite 203, Montclair, NJ 07042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc Teaneck NJ 08/2012 02/2022
Rmr Wealth Builders Montclair NJ 08/1986 Present
Previous Registrations
  • 2012-08-31 → 2023-01-02
    Montclair, NJ
  • 2002-06-20 → 2012-09-04
    Cetera Wealth Services, Llc
    Teaneck, NJ
    Teaneck, NJ
Other Businesses

1) Name of Business: HR Ease LLC. Investment related. Address: 1715 N Westshore Blvd #200, Tampa, FL 33607. Nature of Business: Technology Company providing employers, employees, and management benefits enrollment software services. Position/Title/Relationship: Owner. Hours per month: Undetermined. Hours per month during Securities trading hours: Undetermined. Duties/Responsibilities: Sale of software and services. 2) Name of Business: Wealth Builders Ventures OC, LLC. Not Investment Related. Address: 251 Little Falls Drive C/O Corporation Service Company Wilmington DE, 19808. Nature of Business: LLC formed for investment in Orange Comet. Position: Member. Start Date 04/23/2022. Hours per month: less than 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Member of the LLC. No products or services offered. LLC is formed as a holding company for the Orange Comet investment.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-25
  • S63 Uniform Securities Agent State Law Examination
    1985-10-25

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