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111 Grove Street Suite 203, Montclair, NJ 07042 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-05 |
| CT | RA | APPROVED | 2021-06-07 |
Branch Locations
111 Grove Street Suite 203, Montclair, NJ 07042 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Montclair | NJ | 02/2015 | 12/2022 |
| Rmr Wealth Builders, Inc. | Montclair | NJ | 06/2021 | Present |
| Calton & Associates, Inc. | Tampa | FL | 01/2023 | 05/2023 |
No. 1) Name of Business: After School Rocks. Non-Investment related. Address: 187-08 Union Turnpike, Fresh Meadows, NY 11366. Nature of Business: Music Instruction. Position/Title/Relationship: Board Member. Start Date: 05/19/2015 Hours per month: 6. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Help organize events for the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-07 |
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