Robert Dennis Lyman

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Barrington, IL
• 10/2014 → Present
  Sequioa Wealth Management
  Barrington, IL

Previous Registrations

• 2004-05-04 → 2009-10-13
  Associated Planners Investment Advisory Inc
  Hoffman Estates, IL
• 2004-04-15 → 2009-09-08
  Associated Securities Corp.
  Evanston, IL
  Sanford, FL
  Boca Raton, FL
  Chicago, IL
  Hoffman Estates, IL
  Clinton Township, MI
  South Barrington, IL
  Chicago, IL
  Appleton, WI
  Appleton, WI
  Windermere, FL
  Naperville, IL
  Naperville, IL
• 2000-01-04 → 2004-03-24
  Signator Investors, Inc.
  Schaumburg, IL

Other Businesses

1. 04/02/2014 - FRIENDS OF SHALOM FOR UGANDA - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 1% OF TIME SPENT - MEMBER: BOARD OF DIRECTORS 2. 3/13/2019 - SEQUOIA WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/06/14 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through SEQUOIA WEALTH MANAGEMENT, an independent investment advisor firm. I started this business activity in 10/2014. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/25/2019 - Sequoia Financial Planning - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/19/2019 - 40 hrs/mo - 40 hrs during trading. 4. 3/17/2020 - SEQUOIA FINANCIAL NETWORK - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 05/01/2018 - 10 Hours Per Month During Securities Trading - SEQUOIA FINANCIAL NETWORK IS A BROKERAGE AGENCY FOR LIFE, DISABILITY, LONG TERM CARE AND FIXED ANNUITY PRODUCTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-06
• S63 Uniform Securities Agent State Law Examination
  1991-12-16

Designations

Other Names

• Robert Dennis Lyman