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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-13
MI RA APPROVED 2010-03-18
  • TX RA
    APPROVED_RES
    Since 2019-03-13
  • MI RA
    APPROVED
    Since 2010-03-18

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Bloomfield Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 09/1999 Present
Other Businesses

(1)Name of Business: Birmingham Country Club Address: 5960 Crabtree Rd, Bloomfield Hills, MI, 48301, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the Finance Committee at my country club. Will discuss and recommend to the board methods to manage cash and borrow funds when needed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-26
S63 Uniform Securities Agent State Law Examination 1983-10-26
  • S65 Uniform Investment Adviser Law Examination
    1997-03-26
  • S63 Uniform Securities Agent State Law Examination
    1983-10-26

View on SEC IAPD

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