Cindy Yamada Thomas

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Salt Lake City, UT
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Salt Lake City, UT
• 2005-05-09 → 2007-04-02
  Morgan Stanley Dw Inc.
  Salt Lk City, UT
  Salt Lake City, UT
• 2001-01-01 → 2005-05-09
  Zions Direct, Inc.
  Salt Lake City, UT

Other Businesses

2) DOTERRA; INDEPENDENT CONTRACTOR; BUY OILS FOR PERSONAL USE; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 03/2011** 3) SELLING POTTERY, MOSTLY A HOBBY, BUT MAY SELL A PIECE HERE AND THERE; INDEPENDENT CONTRACTOR; 8 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 2014 4)SUNNYSIDE BLUEGRASS,INDEPENDENT CONTRACTOR;NOT INVESTMENT RELATED;START DATE:10/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-2;SALT LAKE CITY UT 5) Cindy Thomas; Not investment related; Selling jewelry; Independent Contractor; Start date: 12/2014; During business hours: 0; After business hours: 1 *421213- Spy Hop; Investment related: No; Salt Lake City, Utah; Digital Media, Art/Culture; Finance Committee:Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 2; After business hours: 0; Other *43531 - YWCA of Salt Lake City; Investment Related: No ; Salt Lake City, Utah, Women's Shelter; Community Advisory Committee (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours :1 ; After business hours :0; Ambassador *214255 - Buddhist Women's Association of Salt Lake Buddhist Temple ; Investment related - No ; Salt Lake City, Utah ; Religious ; President , Board Member, Advisory Board(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2016 ; During business hours : 0 ; After business hours : 1 ; President, Officiate meetings, Main point person for the organization, Organize events with the assistance of other officers and members, approve checks to cover expenses and backup for the Treasurer when needed

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-04
• S63 Uniform Securities Agent State Law Examination
  1994-03-11

Other Names

• Cindy J Yamada