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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-08-18 |
| FL | RA | APPROVED | 1989-10-02 |
Branch Locations
19495 Biscayne Blvd, Aventura, FL 33180 • United States
Sunny Isles Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aventura | FL | 10/1989 | Present |
| Bank Of America, N.A. | Aventura | FL | 05/2011 | Present |
I*31501FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FINANCIAL INDUSTRY REGULATORY AUTHOR. FORMER NYSEINVESTMENT RELATED: YADDRESS OF BUSINESS:NEW YORK, NEW YORK 10006NATURE OF BUSINESS: OTHER,INDUSTRY REGULATORPOSITION, TITLE, ASSOCIATION: OTHER, INDUSTRY ARBITRATORSTART DATE OF RELATIONSHIP: 1/11/2006NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5DUTIES: OTHER DISPUTE RESOLUTION I*2496357, Entity Type: Entity For Profit, Name of OBA: In the process of setting up a LLC for the property , Address: Sunny Isles Beach, Florida, 33160, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 06/19/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: investment real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-06 |
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